21 May 2013

How to Squat: God only knows!


1.          Aim

To investigate if there is such a thing as “the perfect squat technique” or does it all depend on what you are training for?

2.          Intended audience

Primarily the article is written with professional trainers and rehabilitation specialists in mind, although it would also be of interest to anyone who enjoys training.

3.          Introduction

Narrow squat, wide squat, front squat, back squat, feet turned out, feet turned in, bar high on the shoulders, bar low on the shoulders, deep squat, don’t deep squat. The endless list of conflicting theories on how to squat correctly leaves one feeling altogether dizzy, with each fitness guru vehemently defending their technique as the only way to perform a proper squat. However, very few online resources or trainers back up their positions with actual scientific evidence. I certainly didn’t when I first started out as a Personal Trainer. However, I intend to in this article. I include my conclusion at the end of this article, but it is only that, my conclusion. You will have to decide for your self.

4.          General Overview of the Research

It is important to note that for the purposes of this small article the research focuses mainly on the knee. Escamilla, 2001[1] breaks the research down into the following key areas:

a.          Knee forces including tibiofemoral shear force, tibiofemoral compressive force and patellofemoral compressive force.

b.          Knee muscle activity focusing on quadriceps, hamstrings, and gastrocnemius.

c.          Knee stability in the sagittal plane and the frontal plane (i.e. anteroposterior and mediolateral respectively).

This journal is primarily used in this article as it already includes the majority of the studies I came across.

The rest of the data then looks at foot position, knee position relative to the feet and various different squat techniques. This data gives you information relating to the forces generated at various joints and muscle recruitment.

I then reviewed research on the injuries sustained from squatting, particularly focusing on Powerlifting and Olympic lifting. This would then (in theory) give me the actual outcome of the relevant lifting techniques on the health of the joints.

5.          So is there a Correct Foot Placement?  

In short, it would appear not. The angle of the foot would appear to have no relation to either which muscles are targeted (i.e. Vastus medialis or lateralis) or how much they are recruited, as is commonly believed amongst the training industry [1][5]. There also appears to be very little difference between wide or narrow stance squatting. The only significant difference being that narrow squats seem to elicit more muscle activity from the gastrocnemius [1] [2]. Where as wide squats, when performed as Powerlifters do, with a low bar position on the shoulders and greater anterior trunk lean, seems to decrease the compressive forces at the patellofemoral joint [1]. This is believed to be due to a more vertical position of the shin when viewed in the sagittal plane (side on) thus decreasing the flexion angle of the knee [4]. A greater angle of flexion at the knee, means greater compressive forces at the patellofemoral joint. This information is important if you already have an existing knee condition, however, it doesn’t necessarily mean that a greater compressive force = greater damage to your knees. In fact nobody really knows exactly how much compressive force and stress (force divide/area) is damaging to the knee [1].

6.          Can the Knee Pass the Toe?

There is only one study I have been able to find that addresses this particular question specifically. There have been many fitness magazines and blogs that have been putting forward this idea that the knee can and in fact should pass the toe. However, it would appear this is only based on evidence from one study[3]. It concluded that preventing the knee from moving forward (moving past the toe) decreased the amount of stress at the knee, however, it shifted the stress to the hips and lower back. As such they suggested that, to achieve appropriate joint loading during the squat the individual should allow the knee to move slightly past the toe.

Unfortunately some studies have shown that the forward movement of the knee also increases shear forces at the tibiofemoral joint [1].

7.          Which Form of Squat is the Best?

By form, I am referring to bar placement and/or any machines used. Most literature looked at the front squat, back squat, leg press and a few relating to single leg squat and body weight squat. There was no evidence I could find on the above head squat. My focus is on the back or front squat as these are the most common.

In essence it appears to depend on what you are training for. Olympic lifters favour the front squat because it is a key component of the lifts they perform. The nature of the lift tends to keep the trunk more upright and often requires increased flexion angles at the knee. This leads to slightly higher compressive forces on the patellofemoral joint [1]. Powerlifters use the back squat with a low bar position and more forward trunk lean, the reason being to make greater use of the strong glutes and erector spinae muscles. As such the knees don’t suffer the same compressive forces (due primarily to decreased flexion angles at the knee[4]). The trade off however, is increased force placed through the hip and lower back region [1].

It is also important to note that some studies have found contrary to the above. They state that compressive forces at the knee are greatest during the back squat. Therefore they advocate using the front squat over the back squat for long term joint health and for those with problematic knees[5].

Regarding Smith Machines and Leg Presses, the studies show that these are not the best options for someone with healthy knees. Smith machine squats increase the shear forces at the tibiofemoral joint by 30 – 40 % when compared with free weight squats [1]. Shear forces are known to be damaging to the knee and should always try to be reduced. Muscle activity and knee forces are significantly less when using a Leg Press compared to free weight barbell squats . Thus, Leg Press is less effective at muscle development[6] and as such free weights should be utilised instead of the leg press in healthy, able individuals.

8.          How Low Can You Go?

All the evidence suggests that to decrease the compressive forces at both the tibiofemoral joint and the patellofemoral, you should only stick to the “functional range” which is 0°- 50°[1]. However, as stated before, increased compressive force doesn’t = damage to the knee. It is advantageous for athletes or those under training to work the body throughout the ranges of motion they are likely to perform in their chosen activities. So where does this leave us?

9.          What Do the Injuries Tell Us?

Nothing written above is really conclusive evidence to squat one way or the other. There is also an inherent issue with this type of literature as it attempts to predict the affects of different forces on the body. This means they have to use various mathematical models [1] that inevitably lead to problems of accuracy. This leads us to look at the injuries sustained while performing various techniques to see if this sheds any further light on the situation. Below are brief summaries from various studies regarding injuries sustained during weightlifting; either Olympic or Powerlifting.

110 elite lifters (Olympic and Power) were surveyed, both male and female. 2.6 injuries per 1000hrs of activity were noted. Most common were lower back injuries and shoulder injuries. It was also noted that Olympic lifters sustained more lower back and knee injuries whereas Powerlifters sustained more shoulder injuries[7].

245 competitive and elite Powerlifters from 97 Powerlifting Clubs were surveyed. 1 injury per 1000 hrs of activity were noted.  The injury rate is deemed as low when compared to other sports. The majority of the injuries were minor and did not affect training[8].

Information from a 6 year period from the US Olympic Training Centre focused on US elite Olympic lifters. Injury rates of 3.3 per 1000 hrs of activity were noted (combining both acute and recurring injuries). The majority of injuries (68.9%) were strains or tendonitis. 90.5% of injuries resulted in missing 1 day or less of training. In conclusion the majority of injuries for Olympic lifters were overuse injuries (likely from training programs that were too intensive). The rates of injuries were similar to those found in other sports[9].

25 experienced Olympic lifters were tested for effects of osteoarthritis (general wear and tear) on their joints. The study covered tibiofemoral joint, patellofemoral joint, hips, wrist, elbow and shoulder. Significant degeneration was found in only five of the lifters (20%) which is approximately half the number found in the general population. In conclusion weight lifting (Olympic or Power) was not deemed to be a pre-requisite to joint degeneration and may in fact improve stability and health of the cartilage. Having said that, previously injured joints were more susceptible to damage under heavy loads[10].

To put some perspective on these injury rates Fuller, et al, 2007, performed an extensive study into rugby, noting injury rates of 58 per 1000hrs of activity[11].

10.       Conclusion.

The evidence suggests it is about which technique is right for you and what you want to achieve, rather than which is the best all round. One of the main factors is whether or not you have an existing pathology in the knee. If you do, the evidence points to using quarter squats (0º - 50º of knee flexion) to strengthen the site. Use slow, controlled movements with feet approximately shoulder width apart and in a position of turn out that is comfortable to you. Care should be taken for those with an injured PCL (posterior cruciate ligament) as slightly more strain is placed on the PCL compared to the ACL. However, squats are still a viable exercise for PCL rehabilitation under lighter loads.

For those of you who aren’t injured, there are 2 options:

1. You adhere to the evidence that attempts to predict the effects of squatting on the knee. In this case you would perform heavy, quarter squats (0º - 50º flexion at the knee), feet approximately hip width to shoulder width apart, turned out in a comfortable position for you. This would limit the amount of wear and tear on the tibiofemoral and patellofemoral joints, and the quadriceps and patella tendons. It would encourage compressive forces within the knee, which in turn improves stability. It would also rule out any over stretching of the ligaments and capsule surrounding the knee.

Or....

2. You take your lead from the evidence based around the outcomes of the training (i.e. the injuries found in Powerlifting and Olympic lifting). In this case you would use the techniques employed by either discipline depending on what you are trying to achieve. The evidence suggests there is no increase in injury risks from performing wide or deep squats, front or back. The key is a progressive training program with appropriate recovery to avoid over use injuries and bring about the correct adaptations in the body.

Personally, I subscribe to the latter option. It is evidence based on actual data that has definitely occurred, not predictions of what might happen. I enjoy mixing my training between each of the disciplines and I’m currently working on, deadlifts, clean and snatch. Therefore the majority of squatting actions I perform are those in the front squat position where by my knees travel slightly past my toes at some points during different lifts. As for my clients it completely depends on 3 things:

a.          What they are comfortable with.

b.          What they are capable of (i.e. injuries or disabilities).

c.          What their goals are.

These factors should always be considered when writing your own programs.

11.       Future Articles.

Further articles leading on from this will include program design, periodization and appropriate recovery to avoid injuries and gain consistency in your training.


All the best

Gregory Hunt


12.       References




[1] Escamilla R. F., et al.   Knee biomechanics of the dynamic squat exercise. Journal of American College of Sports Medicine. 2001. http://www.mlmixrun.com.br/artigos/Knee_biomechanics_of_the_dynamic.pdf

[2] Signorile J.F., et al. Effect of Foot Position on the Electromyographical Activity of the Superficial Quadriceps Muscles During the Parallel Squat and Knee Extension. The Journal of Strength and Conditioning. Aug 1995; 9, (3). http://journals.lww.com/nsca-jscr/Abstract/1995/08000/Effect_of_Foot_Position_on_the_Electromyographical.11.aspx

[3] Fry A.C., Smith J.C., Schilling B.K. Effect of knee position on hip and knee torques during the barbell squat. J Strength Cond Res. Nov 2003;17(4):629-33. http://www.ncbi.nlm.nih.gov/pubmed/14636100

[4] Switon P. A., et al. A Biomechanical Comparison of the Traditional Squat, Powerlifting Squat, and Box Squat. Journal of Strength and Conditioning. Jul 2012;  26 (7); 1805–1816 http://journals.lww.com/nsca-jscr/Abstract/2012/07000/A_Biomechanical_Comparison_of_the_Traditional.10.aspx

[5]Gullett J.C., et al. A biomechanical comparison of back and front squats in healthy trained individuals. J Strength Cond Res. Jan 2009;23(1):284-92. http://www.ncbi.nlm.nih.gov/pubmed/19002072

[6] Escamilla R.F., et al. Effects of technique variations on knee biomechanics during the squat and leg press. Journal of the American Sports College of Medicine. 2001. http://www.treinamentoesportivo.com/wp-content/uploads/2012/10/ARTIGO-AGACHAMENTO-01.pdf

[7] Raske A., Norlin R. Injury Incidence and Prevalence among Elite Weight and Power Lifters. American Journal of Sports Medicine [Website] http://ajs.sagepub.com/content/30/2/248.short#aff-3

[8] Siewe J., et alInjuries and Overuse Syndromes in Powerlifting. International Journal of Sports Medicine. 2011; 32(9): 703-711 https://www.thieme-connect.com/ejournals/abstract/10.1055/s-0031-1277207

[9] Calhoon G., Fry A.C. Injury Rates and Profiles of Elite Competitive Weightlifters. Journal of Athletic Training. Jul-Sep 1999; 34(3): 232–238. http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1322916/

[10] Fitzgerald B., Mclactchie G.R. Degenerative Joint Disease in Weight Lifters Fact or Fiction?. Brit J. Sports Med. Aug 1980; 14(2&3): 97-101 http://bjsm.bmj.com/content/14/2-3/97.full.pdf+html?sid=063a5648-46f2-42c5-9459-a37a2c41aeee

[11] Fuller C.W., et al. Contact events in rugby union and their propensity to cause injury. Br J Sports Med. Dec 2007 ; 41(12): 862–867. http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2658974/